RegTech & Capital Markets Infrastructure · Success story
Secure, real-time broker data synchronization on AWS
CloudVests built a secure hybrid data platform for ClearedApps, using encrypted VPN connectivity, firewall-controlled traffic, AWS DMS, and Amazon RDS to synchronize regulated broker data continuously.
ClientClearedAppsSelected AWS services
Core services in the architecture.
A focused view of the AWS services most representative of this engagement. The complete technical scope is described below.
- 01AWS Database Migration Service
- 02Amazon RDS
- 03AWS Site-to-Site VPN
- 04Amazon VPC
- 05AWS WAF
- 06AWS Key Management Service
- 07AWS Identity and Access Management
- 08AWS CloudTrail
- 09AWS Config
- 10Amazon CloudWatch
The challenge
ClearedApps provides institutional clearing and market-surveillance capabilities for financial organizations handling highly sensitive trading records. The platform needed to exchange data continuously with broker environments while maintaining strict isolation, encryption, traceability, and jurisdiction-aware controls.
The architecture also had to connect AWS securely with on-premises broker and database environments. Public data paths were not acceptable: broker traffic, database synchronization, operational access, and recovery flows needed controlled private connectivity and a defensible audit trail.
What CloudVests delivered
CloudVests designed and implemented the hybrid AWS foundation, working with the ClearedApps team to align database replication, network security, application protection, encryption, observability, and recovery as one regulated operating model.
Continuous broker data synchronization
AWS Database Migration Service used ongoing change data capture to synchronize database changes between broker and on-premises sources and Amazon RDS in AWS. This provided a continuously updated AWS data layer while minimizing disruption to the operational source systems.
Hybrid replication and recovery
The replication design maintained a near-real-time copy of database changes across the on-premises and AWS environments, strengthening recovery readiness in addition to the platform’s managed backup controls. Amazon RDS provided a managed database foundation with availability, monitoring, and recovery capabilities integrated into the wider operating process.
Private VPN and firewall-controlled traffic
AWS Site-to-Site VPN connected the AWS environment with broker and on-premises networks. Broker data traffic traversed encrypted VPN paths and firewall controls, with Amazon VPC segmentation and routing policies restricting communication to explicitly approved sources, destinations, ports, and services.
Application and API protection
AWS WAF protected public application and API entry points from common web exploits and unwanted traffic before requests reached the workload. Network and application controls were layered so the public edge, private broker connections, and database synchronization paths were governed independently.
Encryption, identity, and audit evidence
AWS Key Management Service governed encryption keys for data at rest, while encrypted protocols protected data in transit. AWS Identity and Access Management enforced least-privilege access, and AWS CloudTrail and AWS Config retained evidence of administrative activity and configuration change.
Operational visibility
Amazon CloudWatch consolidated database, replication, network, and application health signals. Alerts focused on replication lag, connection health, database capacity, and service availability so operational teams could identify degradation before it affected regulated data flows.
The outcome
ClearedApps gained a secure hybrid platform in which broker data changes are synchronized continuously into Amazon RDS without exposing the database path to the public internet. VPN, firewall, identity, encryption, and audit controls now protect the data flow from source to destination.
The continuously replicated AWS data layer improves recovery readiness while giving the operations team measurable visibility into synchronization health, connectivity, and database behavior. Security evidence is generated through normal platform operation rather than assembled manually before each review.
“We found CloudVests to be a crucial and reliable technology partner, demonstrating a deep understanding of our RegTech business and the specific needs of financial institutions.” — Mohammad Abu Jazar, CEO, ClearedApps
